OBJECTIONS AT TRIAL
AND OTHER CRIMINAL PROCEEDINGS
| IRRELEVANT (Something is "relevant" when it has any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without) |
IMMATERIAL (Something is "material" when it has an effective influence or bearing on the decision of the case) |
INCOMPETENT (Something is "competent" when, in legal proceedings, is admissible for purposes of proving relevant facts) |
| MISLEADING (forces an answer) |
CONFUSING (too fast or redundant) |
IMPROPER (compound sentence) |
| ARGUMENTATIVE (opinionated) |
PREMATURE (before foundation) |
CONCLUSIONARY (calls for hearsay) |
The first three (Irrelevant, Immaterial, and Incompetent) are referred to as the
three tests (hurdles) of admissibility. Something is irrelevant when it is
"collateral", or totally unrelated to the charges or the penal code which
applies in the case. Asking an offbeat question like "Do you believe in UFO's?"
would be an example of an irrelevant question. Something is immaterial when the
jury doesn't need to be bothered with it. Materiality is the main standard for
determining if something leaves an impression on their minds, and anything that
would clutter up the jury's mind, annoy them, or just plain isn't necessary.
"Materiality" also has another meaning, as in "material" witness, one who
doesn't wish to testify, but because they are an eyewitness or needed to
convict, they are compelled to testify. Examples of immaterial questions
affecting the jury would be requests to visit the crime scene (when the sketch
should suffice) or other in-court demonstrations (when the jury should be
allowed to draw their own inferences). Something is incompetent when it has no
place in court. Hopefully, anything unconstitutional should have long ago been
suppressed, but incompetency refers to either the person or the evidence as
being of such low quality as to be beneath the court's dignity. Examples would
include using the testimony of ex-convicts or people who use jargon (although
there is some leeway with allowing a witness to describe things in their own
words) or using some shady private investigator to dig up evidence when that
person has lost their license or is unethical in their work.
Particular objections may or may not fit into any of the categories above. To appreciate the full variety, the following alphabetical list has been provided.
AMBIGUOUS, CONFUSING, MISLEADING, VAGUE, UNINTELLIGIBLE
Objection Your Honor, the question is (confusing) (ambiguous) (vague)
(unintelligible) (misleading)
Any of these is the proper objection to a question not posed in a clear and
precise manner so that the witness knows with certainty what information is
being sought.
ARGUING THE CASE
Objection, your Honor. Counsel is arguing his/her case
Lawyers often do this, and are allowed some leeway. It occurs most often in
opening statements where counsel states their version of the facts and then goes
on to state what conclusions should be drawn from them.
ARGUING THE LAW OR FACTS, ATTEMPTING TO INDOCTRINATE THE JURORS ON THE LAW
Objection, your Honor. The purpose of counsel's question is to argue his case
or pre-instruct the jury on the law.
Lawyers often make this kind of mistake, and it is improper for them during voir
dire, or at any point, to give the jury a crash course in law. That is the
judge's job, but lawyers get around it by saying "As you will undoubtedly hear
from the judge, the law in this case requires...."
ARGUMENTATIVE
Objection, the question is argumentative
An argumentative question is where counsel states a conclusion and then asks the
witness to argue with it, often in an attempt to get the witness to change their
mind. Also known as "badgering" the witness.
ASKED AND ANSWERED
Objection, the question has already been asked and answered
Lawyers will often try to emphasize a point by repeating the question that
elicited a crucial answer. Some limited repetition is allowed, but most courts
will sustain an objection if the question has been asked two or three times.
ASKING THE JURY TO PREJUDGE THE EVIDENCE
Objection, the question asks the jury to prejudge the evidence
Questions at voir dire or whenever are improper if the call for a promise from
the jurors to vote a particular way if certain facts are proven. For example,it
is improper to say "If I prove the defendant was someplace else at the time,
would you promise to acquit him?"
ASKING A QUESTION WHICH INTRODUCES PREJUDICIAL OR INFLAMMATORY EVIDENCE
Objection, the question introduces inadmissible prejudicial evidence
Most any line of questioning which would unduly prejudice or inflame the jury is
inadmissible. For example, a series of questions which create the impression
that the defendant has a long history of prior criminal conduct.
ASKING A QUESTION WHICH IS NOT RELATED TO AN INTELLIGENT EXERCISE OF A
PEREMPTORY CHALLENGE OR CHALLENGE FOR CAUSE
Objection, the question is not related to an intelligent exercise of...
Questions asked during voir dire must be designed to assist in the intelligent
exercise of peremptory challenges whether or not such questions are also likely
to uncover grounds sufficient to sustain a challenge for cause,
ASSUMES FACTS NOT IN EVIDENCE
Objection, the question assumes facts not in evidence
This objection is used when the introductory part of a question assumes the
truth of a material fact that is in dispute. Questions that assume facts are
permitted only under cross-examination, and usually to impeach a witness'
credibility.
BEST EVIDENCE RULE
Objection, offered exhibit fails to meet the best evidence rule
Applies to writings, such as a last will and testament, which are not the
original writings -- that is, the best evidence. Requiring the original document
insures that nothing has been altered in any way.
BEYOND THE SCOPE
Objection, Your Honor, this is beyond the scope of the direct
Permissible questions during cross, redirect, and recross must be related to
information gathered during direct examination. Questions during redirect cannot
go beyond the scope of cross, and questions during recross cannot go beyond the
scope of redirect; and so on.
CALLS FOR CONCLUSION
Objection, counsel's question call for a conclusion
Conclusions regarding the end result of reasoning flowing from a series of facts
are left to the jury. Normally, the witness shouldn't draw conclusions, but
rather present facts. However, expert witnesses present conclusions, and lay
witnesses are allowed to under certain conditions. For example, the court might
allow the statement that "the car was going too fast" instead of requiring "the
car was going very fast".
CALLS FOR SPECULATION
Objection, Your Honor, calls for speculation
Anything that invites a witness to guess is objectionable. Speculation as to
what possibly could have happened is of little probative value. Some leeway is
allowed for the witness to use their own words, and greater freedom is allowed
with expert witnesses.
COMPOUND QUESTION
Objection, Your Honor, compound question
A compound question asks two or more separate questions within the framework of
a single question. Generally reserved for situations if the witness answers
"No", it is confusing as to which part of the question is being answered.
CUMULATIVE
Objection, Your Honor, this evidence is cumulative
Cumulative evidence repeats evidence already introduced. It is up to the judge's
discretion when to stop production of the same evidence by one witness after
another, or the introduction of similar exhibits if no new information is being
offered.
FACTS STATED WILL NOT BE PROVEN
Objection, Facts stated will not be proven by evidence adduced at trial
Counsel cannot allude to evidence which, though true, is incapable of being
proven at trial because of a pretrial ruling or some other test of
admissibility.
FAILURE OF DEFENDANT TO TESTIFY
Objection, counsel is commenting on defendant's failure to testify
This objection is available only to defense counsel when the prosecution
comments on the defendant's failure to testify. Such comments are only allowed
in civil cases, and are forbidden by the Fifth Amendment in criminal cases.
HEARSAY
Objection, the question calls for hearsay
Hearsay is a statement made by someone other than the witness testifying and
offered to prove its own truth. There are exceptions to the hearsay rule, but it
exists because second-hand statements are unreliable and cannot be tested by
cross-examination.
IMPROPER IMPEACHMENT
Objection, Your Honor, improper impeachment
This is used when attacks on a witness's credibility go beyond the allowable
grounds for impeachment. Beyond the usual method of pointing out contradictory
evidence, there are generally 5 WAYS TO IMPEACH a witness: (1) bias or
prejudice, if paid, stands to gain, a friend or rival; (2) Poor character, for
honesty or veracity; (3) Conviction, if less than 10 years ago; (4) Poor memory,
if lack ability to observe, remember, or recount; and (5) Prior inconsistent
statement, but only if an important fact, such as saying they worked that day,
then later saying they had the day off. With expert witnesses, beyond the usual
method of attacking credentials, unsubstantiated attempts to overturn the
presumption of regularity that imply substitution, contamination, or tampering
are improper.
LEADING
Objection, the question is leading.
A leading question suggests the answer one expects to hear; "You were at the
victim's home that night, weren't you?". The lawyer should not be doing the
testifying. Leading questions are permitted under certain circumstances, usually
in cross-examination, with expert witnesses, with young, old, or poor recall
witnesses, and with any hostile, evasive, or adverse witness.
MISSTATING THE EVIDENCE
Objection, counsel is misstating the evidence offered at trial
While reasonable inferences may be drawn, it is objectionable if the evidence is
misstated or the testimony misquoted. Often, the ground for a "we except"
statement, if overruled, which preserves grounds for appeal. In addition, some
states require showing that the outcome of the trial was prejudiced by the
misstatements.
MISSTATING THE LAW
Objection, counsel is misstating the law or jury instructions
Judges allow attorneys to paraphrase jury instructions, so long as they do it
fairly and accurately in their closing arguments.
NARRATIVE CALLED FOR
Objection, counsel's question calls for a narrative
This is used when there is danger of a witness running away with their story, or
to start pouring out their testimony. There are times when a narrative is
appropriate, and better than question and answer, but in this case, the
objection is to prevent inadmissible evidence from pouring out before counsel
has a chance to object.
NON-RESPONSIVE ANSWER
Objection, Your Honor, non-responsive
Used when an answer does not directly answer the question. And if the answer
goes beyond the question, the excess is objectionable.
OPINION BY AN UNQUALIFIED WITNESS
Objection, counsel's question calls for an improper opinion. Or, objection,
the witness hasn't been sufficiently qualified as an expert. Or, objection,
insufficient foundation
Opinion testimony is proper only in the area of expertise or specialized
knowledge that an expert witness is qualified in. Lay witnesses may give
opinions only when their perception is helpful to the jury; e.g., time,
distance, speed, sobriety.
PERSONAL ATTACKS ON COUNSEL, DEFENDANT, OR WITNESS
Objection, counsel is personally attacking (me) (defendant) (witness)
This is usually reserved for cases when a lawyer acts like a bully. It is proper
to attack testimony or credibility, but personal attacks, in an effort to vent
or inflame emotions, is forbidden.
PERSONAL OPINIONS BY COUNSEL
Objection, counsel is giving his/her personal opinion
Any statement based on a counsel's personal belief that something is or is not
true is strictly forbidden. Lawyers can only comment on the credibility of a
witness, the weight of the evidence, and arguments about the evidence, not if
anything is true or false. This objection is also used for when a lawyer
expresses their personal opinion about the integrity of opposing counsel, the
defendant, or any witness. Attacks on credibility should never become personal.
PREJUDICIAL OR INFLAMMATORY REMARKS
Objection, counsel's argument is solely designed to prejudice the jury
Improper arguments include anything devised to appeal to the jury's sympathy,
passions, or prejudice. For example, it is improper for a prosecutor to say that
the jury has a moral obligation to protect society from the defendant, that the
defendant will commit more crimes if released, or to imply that the defendant
might strike back personally against the jury. Equally objectionable is for the
defense to remind the jury of the defendant's family responsibilities, his/her
sobbing young children, or bright future. These kinds of comments are only
allowed at sentencing hearings.
RELEVANCE
Objection, the question calls for an irrelevant answer.
Something is irrelevant if it does not serve, by any natural pattern of
inference, to establish an issue of fact. The court is bound by efficiency and
must prevent distractions on extraneous issues that do not have a relationship
to the trial.
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Trial
Last updated: 03/02/01
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